compliance

Cobra Compliance: Dear CEO Letter – General Insurance Pricing Practices Market Study

Following the publication of the General Insurance Pricing Practices Market Study and the Policy Statement setting out the final rules on a package of remedies, the Financial Conduct Authority (FCA) h...

Cobra Compliance: General insurance pricing practices market study

General insurance pricing practices market study The Financial Conduct Authority are introducing a package of remedies with a view to improving the way general insurance markets function. Download her...

Cobra Compliance: Sharing Information Securely

As data controllers, registered with the Information Commissioners Office (ICO), members of Cobra Network Limited (Cobra Network) are accountable for compliance with data protection principles includi...

Cobra Compliance: Financial Conduct Authority – Credit Broking Survey

In the May newsletter, we advised you that the Financial Conduct Authority (FCA) was planning to send a pilot survey to 300 firms who hold credit broking permissions.  This stage of the process has no...

Cobra Compliance: Phishing e-mail addressed to regulated firms

From January 2020, regulated firms have been required to review and confirm the accuracy of their firm details annually, in line their Accounting Reference Date (ARD). This needs to be done using the ...

Cobra Compliance: Credit Broking Survey

Credit Broking Survey The Financial Conduct Authority will shortly be sending a survey to all firms holding the credit broking permission. The survey will give the regulator an updated view of whether...

Cobra Compliance: The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021

The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021 Each year, in conjunction with the Practitioner Panel, the FCA asks regulated firms of all sizes to provide direct an...

Cobra Compliance: Covid-19 Impact Survey

Covid-19 impact Survey In June 2020 the Financial Conduct Authority (FCA) issued the first phase of the Covid-19 Impact Survey which was sent to around 13,000 firms. This was sent out again at the beg...

Cobra Compliance: New On-line fees portal

Online Fees Portal On 12 April 2021 the Financial Conduct Authority (FCA) launched their new online invoicing portal. As with their previous system, the portal can be used to access invoices and arran...