compliance

Cobra Compliance: The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021

The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021 Each year, in conjunction with the Practitioner Panel, the FCA asks regulated firms of all sizes to provide direct an...

Cobra Compliance: Covid-19 Impact Survey

Covid-19 impact Survey In June 2020 the Financial Conduct Authority (FCA) issued the first phase of the Covid-19 Impact Survey which was sent to around 13,000 firms. This was sent out again at the beg...

Cobra Compliance: New On-line fees portal

Online Fees Portal On 12 April 2021 the Financial Conduct Authority (FCA) launched their new online invoicing portal. As with their previous system, the portal can be used to access invoices and arran...

Compliance Focus January 2021

In our Compliance corner this month we have a reminder about the “Dear CEO” letter issued to insurance intermediaries last year and information clarifying our understanding of the current position for...