compliance

Security Slide – May 2024

Each month PIB Group share with all our members a national security summary. Advice covers things like information security and data protection. Updates come from the ISO (Information Commissioner's O...

Security Slide – April 2024

Each month PIB Group share with all our members a national security summary. Advice covers things like information security and data protection. Updates come from the ISO (Information Commissioner's O...

Consumer Duty

The Consumer Duty comes into force on 31 July 2023.  The intention behind the Consumer Duty is to fundamentally improve the way consumers are looked after by firms. It is a shift to outcomes-based reg...

Inside FCA Podcast: What is the price and value outcome?

This is a useful overview by the Financial Conduct Authority into their expectations in respect of the Price and Value outcome under the new Consumer Duty. Please note that because the Product Governa...

Changes to the Appointed Representative (AR) Regime – effective from 8th December 2022

If you have any AR’s or are planning to appoint an AR, there are some changes to the FCA Rules and Guidance that you need to be aware of. These changes come into effect from the 8th of December 2022. ...

New Compliance page on Connect

As part of our ongoing development of Cobra Connect, our latest addition is our dedicated compliance page bringing you an array of compliance resources. The new page, found under Member Services, has ...

Consumer Pricing Policy Update

To support the new pricing rules that came into effect on 1st January 2022, Cobra Network has uploaded a Consumer Pricing Policy template to our compliance template suite. The template will need to be...

FCA Return – General Insurance Value Measures Reporting

REP019 – FCA Return - General Insurance Value Measures Reporting   (FCA Handbook SUP 16) The value measures return has been added into All Brokers RegData schedule and is due to be submitted by 28th F...

Cobra Compliance: Appointed Representative Survey

The FCA have sent out a survey to firms who have ARs and IARs that must be completed by mid-December. Reviewing the use of ARs has been a priority for the FCA for some time. Back in 2016 the FCA found...