As part of our ongoing development of Cobra Connect, our latest addition is our dedicated compliance page bringing you an array of compliance resources.
The new page, found under Member Services, has been created to provide you with templates, the latest compliance news stories, training, and guides. Each month we will also spotlight a key compliance topic and provide you with a toolkit of templates and/or guides you can use for your brokerage.
This month our Spotlight is Principals and their AR's.
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