Compliance can easily feel overwhelming, especially with insurer and premium finance audits, regulatory reporting, training requirements and everything in between. At Cobra Network Compliance, we help members by breaking this burden into manageable and achievable parts.
For November our recommendations are:
Review the following documents:
- Fair Value Assessments – review some each month to spread the task
- Gifts and hospitality register and policy
- Regulatory breaches policy and register
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