Cobra Compliance: The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021

How many surveys are too many!!! No this is not a joke with a bad punch line, it is your Regulator who is in the process of issuing two more surveys on the back of four financial resilience surveys. This is in conjunction with the data you provide in your regulatory return.

The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021

Each year, in conjunction with the Practitioner Panel, the FCA asks regulated firms of all sizes to provide direct anonymous feedback on its work.  They want to know how well the FCA is achieving the three operational objectives: -

  • Securing an appropriate degree of protection for consumers
  • Protecting and enhancing the integrity of the UKs financial system
  • Promoting effective competition in the interests of customers.

The survey is carried out by Kantar Public, an independent social research organisation. It . . .

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