Cobra Network Compliance

Cobra Compliance: Phishing e-mail addressed to regulated firms

From January 2020, regulated firms have been required to review and confirm the accuracy of their firm details annually, in line their Accounting Reference Date (ARD). This needs to be done using the ...

Cobra Compliance: Credit Broking Survey

Credit Broking Survey The Financial Conduct Authority will shortly be sending a survey to all firms holding the credit broking permission. The survey will give the regulator an updated view of whether...

Cobra Compliance: The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021

The Financial Conduct Authority (FCA) and Practitioner Panel Joint Survey for 2021 Each year, in conjunction with the Practitioner Panel, the FCA asks regulated firms of all sizes to provide direct an...

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