Cobra Network Compliance

Compliance Toolkit: Firms’ treatment of customers in Vulnerable Circumstances

The FCA conducted a review to evaluate the relevance of its existing guidance, in addressing the needs of vulnerable customers. Vulnerable circumstances can impact how individuals interact with firms,...

Compliance Toolkit: Pure Protection Products Market Study

Pure Protection Products Market Study The FCA have launched a market study into how well the distribution of pure protection insurance products is working for consumers. While the FCA has seen indicat...

CP24/19 Proposed changes to Consumer Credit Regulatory Returns

Consultation Paper The FCA have issued a consultation paper setting out their proposals to overhaul the regulatory returns linked to Consumer Credit Regulated Activities. The overhaul is being underta...

Vision Platform – up and coming Webinar! Friday, 20th September at 11am

We are now into our ninth month of the Data Collection process and we wanted to remind you that you get access to the Vision Platform as a part of that process. The Vision Platform was built by our th...

Compliance Toolkit: Fair Value Assessments

Fair value remains a key focus of the regulator and therefore, must remain a key focus of all firms in the distribution chain. Following discussions with some members we have identified that they have...

Consumer Duty Governing Body Report

Following the Cobra Network Compliance session at the Cobra Conference, please find attached the following documents: Consumer Duty Governing Body Presentation Consumer Duty Board Report Compliance MI...

Security Slide – May 2024

Each month PIB Group share with all our members a national security summary. Advice covers things like information security and data protection. Updates come from the ISO (Information Commissioner's O...

Security Slide – April 2024

Each month PIB Group share with all our members a national security summary. Advice covers things like information security and data protection. Updates come from the ISO (Information Commissioner's O...

REP025 Appointed Representative reporting guidance

In line with the Cobra Network guidance issued in December 2022, the Financial Conduct Authority (FCA) is collecting data on revenue and complaints from principal firms in respect of their Appointed R...