Cobra Network Compliance

Compliance Update: FCA Senior Managers & Certification Regime

The FCA has released Consultation Paper CP25/21, proposing changes to the Senior Managers & Certification Regime (SM&CR). The aim is to shift from strict oversight to a ‘Trust and Verify’ mode...

Compliance On Track – September 2025

Keeping you on track for 2025 Compliance can often be seen as overwhelming especially when faced with an insurer/premium finance audit, regulatory returns, training requirements etc. At Cobra Network ...

Compliance Update: Summary of interim report on the FCA’s Market Study into Premium Finance

The FCA have issued their update paper which summarises the initial findings from the premium finance market study that commenced in October 2024. The reason for this market study was because the FCA ...

Compliance Update: Tackling non-financial misconduct in financial services

From 1st September 2026, the Financial Conduct Authority (FCA) are expanding the scope of COCON (Code of Conduct) so that the conduct rules covering serious instances of bullying harassment and simila...

Compliance On Track – August 2025

Keeping you on track for 2025 Compliance can often be seen as overwhelming especially when faced with an insurer/premium finance audit, regulatory returns, training requirements etc. At Cobra Network ...

Compliance Toolkit: Appointed Representatives Regime

The FCA continues to focus on Appointed Representatives (ARs) identifying poor quality of oversight by some principal firms to be a source of significant consumer harm. Concern about appointed represe...

Compliance On Track – July 2025

Keeping you on track for 2025 Compliance can often be seen as overwhelming especially when faced with an insurer/premium finance audit, regulatory returns, training requirements etc. At Cobra Network ...

Compliance Toolkit: Simplifying the insurance rules

The FCA have recently issued Consultation Paper 25/12: Simplifying the insurance rules: Proposed amendments following DP 24/1 and discussion on further changes for insurance and funeral plans where it...

Compliance On Track – June 2025

Keeping you on track for 2025 Compliance can often be seen as overwhelming especially when faced with an insurer/premium finance audit, regulatory returns, training requirements etc. At Cobra Network ...

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