Cobra Network Compliance

Consumer Duty Implementation Action Plan Webinar recording

The end-of-October deadline for the Consumer Duty Implementation Plan is fast approaching. In case you were not able to attend one of the webinars held last week, the video recording of the session is...

Product Governance and Fair Value Assessments

As September approaches, firms are feeling the pressure of meeting the requirements of the Enhanced Product Governance Rules and Value Measures Reporting. With this in mind, Cobra Network Compliance h...

Client Money

The Financial Conduct Authority (FCA) places a significant emphasis on the protection of client assets. In the recent FCA letter to Insurance Intermediaries setting out the FCA’s supervisory strategy ...

Sale of premium finance

Since December 2012 the regulator has been looking at the sale of optional additional products. In April 2016 the regulator introduced a ban on opt-out sales of optional additional products. The Gener...

Financial Conduct Authority Register Attestation

It is your responsibility to ensure that the Financial Conduct Authority (FCA) has the correct information about your firm.  The FCA uses the details to: - Ensure that the firm is presented with the c...

FCA Threshold Conditions

The FCA Threshold Conditions represent the conditions which a firm is required to satisfy and continue to satisfy in order to be given and to retain the FCA’s permission to carry out a regulated activ...

Financial Sanctions Measures

The FCA expect firms to have established systems and controls to counter the risk that they might be used to further financial crime and this includes compliance with financial sanctions obligations. ...

Focus on Financial Sanctions

The UK government, EU and US have introduced financial sanctions against Russia/Belarus. The situation is continually changing but we thought it would be prudent to remind members of their regulatory ...

New Compliance page on Connect

As part of our ongoing development of Cobra Connect, our latest addition is our dedicated compliance page bringing you an array of compliance resources. The new page, found under Member Services, has ...