Keeping you on track for 2025
Compliance can often be seen as overwhelming especially when faced with an insurer/premium finance audit, regulatory returns, training requirements etc. At Cobra Network compliance we find members benefit from breaking down regulatory requirements into manageable and achievable parts.
For March our recommendations are:
Review the following documents:
- Fair Value Assessments – consider reviewing some each month to spread the task across 12 months.
- Incentives Policy
- Remuneration policy
- Conflicts of Interest Policy This content is restricted to subscribers