REP008: Conduct Rules reporting for FCA Regulated Firms.
The REP008 annual regulatory return asks firms, falling under the Senior Managers and Certification Regime (SM&CR), to report to the FCA whether disciplinary action has been taken against individuals who are not senior managers for breaches of the conduct rules.
Firms must submit REP008 even if there have not been any conduct rule breaches resulting in disciplinary action.
Insurance intermediaries need to submit the return by 31st October in respect of the reporting period which runs from 1 September last year . . .
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