If you have any AR’s or are planning to appoint an AR, there are some changes to the FCA Rules and Guidance that you need to be aware of. These changes come into effect from the 8th of December 2022. There are also some changes to the information you need to provide to the FCA in respect of the ARs at appointment and on an annual basis.
The FCA want to capture information about existing ARs so, anyone with ARs will receive a request for information from the FCA between 8th and 10th . . .
This content is restricted to subscribers