It is your responsibility to ensure that the Financial Conduct Authority (FCA) has the correct information about your firm. The FCA uses the details to: -
- Ensure that the firm is presented with the correct regulatory return
- Communicate with the firm
- Form the basis of some sections of the Financial Services Register
- Carry out thematic analysis across sectors and groups of firms
From the firm’s perspective, if the details on the financial services register are incorrect or out of date, the firm and its customers could be vulnerable to scams . . .
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